Mr. Hughes joined Prophecy in 2006 as the Compliance and Portfolio Risk Manager. Mr. Hughes began his career at the New York Stock Exchange in 1990, serving as a Regulatory Examiner.
He joined Shields & Co. in 1995 as a Compliance Officer. There he managed all compliance aspects of the firm, including the interaction with regulatory authorities, dealing with margin issues and monitoring of all sales personnel. In a dual role, Mr. Hughes co-managed the firm’s equity hedge product, focusing on portfolio risk.
Prior to joining Prophecy, Mr. Hughes has acted as portfolio risk and strategy consultant with Epiphany Equity Research. He graduated cum laude in 1990 from St. Joseph’s University with a Bachelor of Science in Finance.